A periodic potential is expressed as V(x)=∑gageig⋅x, where {g} are reciprocal lattice vectors and ag∗=a−g,a0=0. In the nearly free electron model explain why it is appropriate, near the boundaries of energy bands, to consider a Bloch wave state
∣ψk⟩=r∑αr∣kr⟩,kr=k+gr,
where ∣k⟩ is a free electron state for wave vector k,⟨k′∣k⟩=δk′k, and the sum is restricted to reciprocal lattice vectors gr such that ∣kr∣≈∣k∣. Obtain a determinantal formula for the possible energies E(k) corresponding to Bloch wave states of this form.
[You may take g1=0 and assume eib⋅x∣k⟩=∣k+b⟩ for any b.]
Suppose the sum is restricted to just k and k+g. Show that there is a gap 2∣ag∣ between energy bands. Setting k=−21g+q, show that there are two Bloch wave states with energies near the boundaries of the energy bands
E±(k)≈8mℏ2∣g∣2±∣ag∣+2mℏ2∣q∣2±8m2∣ag∣ℏ4(q⋅g)2
What is meant by effective mass? Determine the value of the effective mass at the top and the bottom of the adjacent energy bands if q is parallel to g.